tim's journal

structured settlement brokers

The list of authorized structured settlement brokers is amazingly small (159). The Department of Justice provides this list in PDF format as well as well as the declaration statement. The correct term is an "annuity broker". The minimum qualifiactions can be found in 28 CFR 50.24 but are also listed in the declaration.

Minimum requirements

1. The broker must have a current license issued by at least one State, the District of Columbia, or a Territory of the United States as a life insurance agent, producer, or broker;
2. The broker must have a current license or appointment issued by at least one life insurance company to sell its structured settlement annuity contracts or to act as a structured settlement consultant or
   broker for the company;
3. The broker must be currently covered by an Errors and Omissions insurance policy, or an equivalent form of insurance;
4. The broker must never have had a license to be a life insurance agent, producer, or broker revoked, rescinded, or suspended for any reason or for any period of time;
5. The broker must not have been convicted of a felony; and
6. The broker must have had substantial experience in each of the past three years in providing structured settlement brokerage services to or on behalf of defendants or their counsel.

ADAMS, James Mooman; Houston, TX
ALEXANDER, Albert May Jr.; Memphis, TN
ALLEN, Thomas G.; Columbia, SC
ALVAREZ-PEREZ, Jose Ruben; Mayaguez, PR
ALWAISE, Angela; New York, NY
BARKHAUSEN, Henry W.; Chicago, IL
BARTH, Robert W. Jr.; Bryn Mawr, PA
BASS, Elizabeth Ann; Etters, PA
BEATTY, James Martin; Norcross, GA
BENCIVENGA, Patrick; Brooklyn, NY
BIGLER, Clay N.; Richmond, KY
BLANKENSHIP, Gary Gill; Fairfax, VA
BLONDER, Leonard A.; Los Angeles, CA
BORNSTEIN, Joseph H.; Dallas, TX
BOWERS, Jeffrey S.; Kirkwood, MO
BRADFORD, Charles Shannon; Atlanta, GA
BRANDT, Paul S.; Arlington, VA
BRANT, Gary Lyness; Sewickley, PA
BROOKS, Jeffrey C; Totowa, NJ
BROWN, Kathleen M.; Irvine, CA
BROWN, Phillip J.; Tulsa, OK
BUNCH, Howard R. Jr.; Bettendorf, IA
CADDY, Judson, Newby Jr.; Mt. Airy, MD
CALDERON, Irene; Santa Ana, CA
CALDWELL, Daniel R.; Arlington, TX
CANFIELD, Jeffrey Mark; Morganville, NJ
CANTWELL, Bradford W.; Chicago, IL
CAPLES, Robert; Sugar Land, TX
CHRISTIE, Keith M.; Metairie, LA
CLEMMENS, Kenneth E.; Baltimore, MD
COCHRAN, John E.; Huntsville, TX
COOPER, Alan G.; Moraga, CA
COOPER, Roger F.; Darnestown, MD
COSTELLO, Joseph M., Greenwood Village, CO
CURRY, Thomas W.; Columbus, OH
CURTIS, Lawrence H.; Rockville, MD
DANOWSKY, Richard R.; Sigourney, IA
DeBACHER, Bruce Edward; Miami, FL
DESTRALO, Joseph M.; Runnemede, NJ
DiGANGI, Joseph A.; Easton, PA
DOLNY, Thomas J.; Fairfax, VA
EAKINS, John E.; Greenwood Village, CO
ELGIN, Robert Scott; Middleburg, VA
ELGIN, Michelle M.; Middleburg, VA
ENGELS, Donald J.; Chicago, IL
EVANS, Robert Kirkman; Cumming, GA
EVERETTE-COOPER, Alice; Darnestown, MD
EVOLA, Melissa; St. Clair Shores, MI
FEINMAN, Ron; Lynchburg, VA
FELDHEIM, Mark S.; Washington, DC
FELDHEIM, Michele M.; Washington, DC
GARGAN, Joseph E.; Arlington, VA
GARRISON, James P.; Phoenix, AZ
GOODMANN, Daniel J.; Chicago, IL
GOTSHALL, Ralph M.; Paoli, PA
GURLEY, Jayne A.; Bellevue, WA
HAMILTON, T. Scott; Duluth, GA
HAMILTON, Terrence Scott; Norcross, GA
HANAIKE, Dona L.; Honolulu, HI
HARRIS, Gary L.; Merrill, WI
HARRIS, Steven Craig; Minneapolis, MN
HART, David M. Jr.; New Hartford, NY
HATHAWAY, Paul A.; St. Clair Shores, MI
HENRY, Deryck; Harrisburg, PA
HICKEY, David J.; Sewickley, PA
HILLIARD, Pamela K.; Ft. Worth, TX
HOBGOOD, Daisy Ann; Louisville, KY
HUVER, Daniel C; Exton, PA
HUVER, Joseph W.; Exton, PA
JACOBSMEIER, Paulette M.; Chicago, IL
JOYNER, Charles D. HI; Atlanta, GA
KAGELS, Raymond Stuart; Beverly, MA
KAUFMAN, Harold R.; Dana Point, CA
KEARNS, John P.; Phoenix, AZ
KENNEY, Kevin J.; Los Angeles, CA
KIMES, Matthew Walter; Scottsdale, AZ
KIMES, Walter Lawson; Scottsdale, AZ
KLAPPS, James P.; Washington, DC
KLINGER, Connie; Tampa, FL
KLINGER, Peter J.; Tampa, FL
KOEHN, Dennis Neff; Memphis, TN
KORMANN, Jamie L.; Joppa, MD
KUKLO, Linda; Rockville, MD
LARNED, Christopher E.; Barrington, RI
LAW, Patricia A.; Gilbert, AZ
LEWIS, Richard Albert; Dallas, TX
LOGAN, James E.; West Bloomfield, MI
LOWE, Gordon A.; Blair, NE
LUKENS, Greg S.; Minneapolis, MN
MacGREGOR, Scott Brian; Encinitas, CA
MAIDENS, Mark E.; Brandon, FL
MANGELSDORF, Thomas V.; Dallas, TX
MARCOM, Stephen B.; Houston, TX
MARSH, Leslie John; Great Falls, MT
MARTIN, John Shale; Clayton, NC
MAYER, Gregory J.; Scarsdale, NY
MAZZOTTA, Bruno R.; St. Louis, MO
McANALLY, Annemarie H.; Exton, PA
McANDREWS, Edward; Swarthmore, PA
McCARTHY, Casey; Chicago, IL
McKENNA, John Jr.; Bozeman, MT
McNAY, Donald J.; Richmond, KY
MEAD, Stanley L.; Highland, UT
MENSCH, Raymond G.; Tempe, AZ
MILLER, Daniel Charles; Greenwood Village, CO
MILLER, Reginald W. III; Chagrin Falls, OH
MILOSH, Brian; Southborough, MA
NONINI, Robert P.; Coeur d'Alene, ID
OMANSKY, Louis G.; Baltimore, MD
OMANSKY, Tanna G.; Baltimore, MD
ORCUTT, James A.; Norcross, GA
OSLER, Kathleen Susan; Bellevue, WA
PARSONS, Anna Melissa; Dallas, TX
PENSION, Frank A.; Bryn Mawr, PA
PHILYAW, Ryan H.; Lee's Summit, MO
QUINTERO, Thomas A.; San Francisco, CA
RASK, Lee M.; Clackamas, OR
REID, Robert Dion; Tampa, FL
REIL, Stephen W.; Warren, NJ
RIEPE, Susan Kay; St. Paul, MN
RILEY-PUGH, Jane M.; Santa Ana, CA
RISK, Richard B. Jr.; Tulsa, OK
RISK, Robert A. II; Tulsa, OK
ROESER, John B.; San Juan Capistrano, CA
ROWLAND, James E.; Cincinnati, OH
RUDER, Lawrence M.; Town & Country, MO
RYAN, Richard; Baltimore, MD
SARNI, Dennis Christopher; Greenbrae, CA
SARNI, Terry Wilkes; Greenbrae, CA
SCHAEFER, James E.; St. Paul, MN
SCHLEEDE, Kimberly; Washington, DC
SCHNEYER, Gerard V.; Kailua-Kona, HI
SENDERS, Samuel; New York, NY
SHEERAN, David R.; Ft. Worth, TX
SHIPLEY, Lori A.; Phoenix, AZ
SHIPLEY, Lori A.; Phoenix, AZ
SHUMATE, William Christian; Dallas, TX
SMALL, David M.; Norcross, GA
STRONG, Henry Lockwood; Washington, DC
SUSS, Donald B.; Frazer, PA
SWIGART, Jeffrey F.; Frazer, PA
TAMAGNI, Alfred L. Sr.; Anchorage, AK
TEMPLETON, Gary; Natick, MA
TUGMAN, Richard John; Lynchburg, VA
VALDEZ, Manuel Ramon.; San Marcos, CA
VALDEZ, Manny Joseph; San Marcos, CA
VERNON, Elsa A.; Lorain, OH
WAGNER, Richard Wayne; New Orleans, LA
WAHLSTROM, Mark; Scottsdale, AZ
WALSH, Thomas D.; Arlington, VA
WALTERS, Ronald Neal; Charleston, WV
WEEDMAN, Jacob T.; Shawnee, OK
WEEKS, Dirk E.; Ft. Worth, TX
WEEKS, Don E.; Ft. Worth, TX
WELSCH, Wayne Robert; Roseville, CA
WHALEN, Edward T.; Flint, MI
WROTH, Peregrine; St. Louis, MO
ZEMAN, Paul G.; New York, NY
ZUPAN, Thomas; Portland, OR